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BROOKS AUTOMATION INC


 SEC Form 10-Q filed 2010-02-05 for the period ending 2009-12-31




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Selected tables from the SEC filing


Table 0


Financial table in standard format


BROOKS AUTOMATION, INC.

INDEX








     
     
     
     
     




     
     
    PAGE NUMBER
     







    
     
     
     
     




    
     
     
     
     




    
     
     
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    4
     




    
     
     
    5
     




    
     
     
    6
     




    
     
     
    16
     




    
     
     
    22
     




    
     
     
    22
     




    
     
     
     
     




    
     
     
    23
     




    
     
     
    23
     




    
     
     
    23
     




    
     
     
    24
     




 EX-31.01 Section 302 Certification of Chief Executive Officer


 EX-31.02 Section 302 Certification of Chief Financial Officer


 EX-32 Section 906 Certification of Chief Executive Officer and Chief Financial Officer









BROOKS AUTOMATION INC
CIK:933974




Notes to Consolidated Financial Statements (unaudited)6


Item 2. Managements Discussion and Analysis of Financial Condition and Results of Operations16


Item 3. Quantitative and Qualitative Disclosure about Market Risk22


Item 4. Controls and Procedures22


PART II. OTHER INFORMATION


Item 1. Legal Proceedings23


Item 2. Unregistered Sales of Equity Securities and Use of Proceeds23


Item 6. Exhibits23


Signatures24


EX-31.01 Section 302 Certification of Chief Executive Officer


EX-31.02 Section 302 Certification of Chief Financial Officer


EX-32 Section 906 Certification of Chief Executive Officer and Chief Financial Officer





Data column 1: Unable to interpret date in column header

Row "EX-31.01 Section 302 Certification of Chief Executive Officer": Multi-column field in a numeric row

Row "EX-31.02 Section 302 Certification of Chief Financial Officer": Multi-column field in a numeric row

Row "EX-32 Section 906 Certification of Chief Executive Officer and Chief Financial Officer": Multi-column field in a numeric row


Table 1


Financial table in standard format


PART I. FINANCIAL INFORMATION

Item 1.

Consolidated Financial Statements

BROOKS AUTOMATION, INC.

CONSOLIDATED BALANCE SHEETS

(unaudited)

(In thousands, except share and per share data)








     
     
     
     
     
     
     
     
     




     
     
    December 31,
     
     
    September 30,
     




     
     
    2009
     
     
    2009
     







    
Assets

     
     
     
     
     
     
     
     




    
Current assets

     
     
     
     
     
     
     
     




    
Cash and cash equivalents

     
    $
    47,164
     
     
    $
    59,985
     




    
Marketable securities

     
     
    38,038
     
     
     
    28,046
     




    
Accounts receivable, net

     
     
    53,193
     
     
     
    38,428
     




    
Insurance receivable for litigation

     
     
    204
     
     
     
    120
     




    
Inventories, net

     
     
    89,763
     
     
     
    84,738
     




    
Prepaid expenses and other current assets

     
     
    10,464
     
     
     
    9,872
     




    
 

     
     
     
     
     
     




    
Total current assets

     
     
    238,826
     
     
     
    221,189
     




    
Property, plant and equipment, net

     
     
    71,391
     
     
     
    74,793
     




    
Long-term marketable securities

     
     
    26,157
     
     
     
    22,490
     




    
Goodwill

     
     
    48,138
     
     
     
    48,138
     




    
Intangible assets, net

     
     
    13,133
     
     
     
    14,081
     




    
Equity investment in joint ventures

     
     
    29,362
     
     
     
    29,470
     




    
Other assets

     
     
    2,684
     
     
     
    3,161
     




    
 

     
     
     
     
     
     




    
Total assets

     
    $
    429,691
     
     
    $
    413,322
     




    
 

     
     
     
     
     
     




    
Liabilities and equity

     
     
     
     
     
     
     
     




    
Current liabilities

     
     
     
     
     
     
     
     




    
Accounts payable

     
    $
    46,243
     
     
    $
    26,360
     




    
Deferred revenue

     
     
    4,097
     
     
     
    2,916
     




    
Accrued warranty and retrofit costs

     
     
    5,734
     
     
     
    5,698
     




    
Accrued compensation and benefits

     
     
    10,370
     
     
     
    14,317
     




    
Accrued restructuring costs

     
     
    4,786
     
     
     
    5,642
     




    
Accrued income taxes payable

     
     
    2,925
     
     
     
    2,686
     




    
Accrued expenses and other current liabilities

     
     
    11,716
     
     
     
    12,870
     




    
 

     
     
     
     
     
     




    
Total current liabilities

     
     
    85,871
     
     
     
    70,489
     




    
Accrued long-term restructuring

     
     
    2,263
     
     
     
    2,019
     




    
Income taxes payable

     
     
    11,035
     
     
     
    10,755
     




    
Long-term pension liability

     
     
    8,070
     
     
     
    7,913
     




    
Other long-term liabilities

     
     
    2,625
     
     
     
    2,523
     




    
 

     
     
     
     
     
     




    
Total liabilities

     
     
    109,864
     
     
     
    93,699
     




    
 

     
     
     
     
     
     




    
Contingencies (Note 14)

     
     
     
     
     
     
     
     




    
Equity

     
     
     
     
     
     
     
     




    
Preferred stock, $0.01 par value, 1,000,000 shares
authorized, no shares issued and outstanding

     
     
    
     
     
     
    
     




    
Common stock, $0.01 par value, 125,000,000 shares
authorized, 78,013,116 shares issued and 64,551,247
shares outstanding at December 31, 2009, 77,883,173
shares issued and 64,421,304 shares outstanding at
September 30, 2009

     
     
    780
     
     
     
    779
     




    
Additional paid-in capital

     
     
    1,798,235
     
     
     
    1,795,619
     




    
Accumulated other comprehensive income

     
     
    16,781
     
     
     
    16,318
     




    
Treasury stock at cost, 13,461,869 shares at December
31, 2009 and September 30, 2009

     
     
    (200,956
    )
     
     
    (200,956
    )




    
Accumulated deficit

     
     
    (1,295,426
    )
     
     
    (1,292,631
    )




    
 

     
     
     
     
     
     




    
Total Brooks Automation, Inc. stockholders equity

     
     
    319,414
     
     
     
    319,129
     




    
Noncontrolling interest in subsidiaries

     
     
    413
     
     
     
    494
     




    
 

     
     
     
     
     
     




    
Total equity

     
     
    319,827
     
     
     
    319,623
     




    
 

     
     
     
     
     
     




    
Total liabilities and equity

     
    $
    429,691
     
     
    $
    413,322
     




    
 

     
         
     
     
         
     











BROOKS AUTOMATION INC
CIK:933974


2009-12-31
2009-09-30

Assets


Current assets


Cash and cash equivalents$47,164$59,985


Marketable securities38,03828,046


Accounts receivable, net53,19338,428


Insurance receivable for litigation204120


Inventories, net89,76384,738


Prepaid expenses and other current assets10,4649,872


Total current assets238,826221,189


Property, plant and equipment, net71,39174,793


Long-term marketable securities26,15722,490


Goodwill48,13848,138


Intangible assets, net13,13314,081


Equity investment in joint ventures29,36229,470


Other assets2,6843,161


Total assets$429,691$413,322


Liabilities and equity


Current liabilities


Accounts payable$46,243$26,360


Deferred revenue4,0972,916


Accrued warranty and retrofit costs5,7345,698


Accrued compensation and benefits10,37014,317


Accrued restructuring costs4,7865,642


Accrued income taxes payable2,9252,686


Accrued expenses and other current liabilities11,71612,870


Total current liabilities85,87170,489


Accrued long-term restructuring2,2632,019


Income taxes payable11,03510,755


Long-term pension liability8,0707,913


Other long-term liabilities2,6252,523


Total liabilities109,86493,699


Contingencies (Note 14)


Equity


Preferred stock, $0.01 par value, 1,000,000 shares authorized, no shares issued and outstanding


Common stock, $0.01 par value, 125,000,000 shares authorized, 78,013,116 shares issued and 64,551,247 shares outstanding at December 31, 2009, 77,883,173 shares issued and 64,421,304 shares outstanding at September 30, 2009780779


Additional paid-in capital1,798,2351,795,619


Accumulated other comprehensive income16,78116,318


Treasury stock at cost, 13,461,869 shares at December 31, 2009 and September 30, 2009(200,956)(200,956)


Accumulated deficit(1,295,426)(1,292,631)


Total Brooks Automation, Inc. stockholders equity319,414319,129


Noncontrolling interest in subsidiaries413494


Total equity319,827319,623


Total liabilities and equity$429,691$413,322





Table 2


Financial table in standard format


BROOKS AUTOMATION, INC.

CONSOLIDATED STATEMENTS OF OPERATIONS

(unaudited)

(In thousands, except per share data)








     
     
     
     
     
     
     
     
     




     
     
    Three months ended
     




     
     
    December 31,
     




     
     
    2009
     
     
    2008
     







    
Revenues

     
     
     
     
     
     
     
     




    
Product

     
    $
    91,521
     
     
    $
    59,086
     




    
Services

     
     
    14,676
     
     
     
    14,360
     




    
 

     
     
     
     
     
     




    
Total revenues

     
     
    106,197
     
     
     
    73,446
     




    
 

     
     
     
     
     
     




    
Cost of revenues

     
     
     
     
     
     
     
     




    
Product

     
     
    67,245
     
     
     
    53,869
     




    
Services

     
     
    12,706
     
     
     
    13,189
     




    
 

     
     
     
     
     
     




    
Total cost of revenues

     
     
    79,951
     
     
     
    67,058
     




    
 

     
     
     
     
     
     




    
Gross profit

     
     
    26,246
     
     
     
    6,388
     




    
 

     
     
     
     
     
     




    
Operating expenses

     
     
     
     
     
     
     
     




    
Research and development

     
     
    7,541
     
     
     
    9,277
     




    
Selling, general and administrative

     
     
    18,979
     
     
     
    27,634
     




    
Restructuring charges

     
     
    1,522
     
     
     
    4,105
     




    
 

     
     
     
     
     
     




    
Total operating expenses

     
     
    28,042
     
     
     
    41,016
     




    
 

     
     
     
     
     
     




    
Operating loss

     
     
    (1,796
    )
     
     
    (34,628
    )




    
Interest income

     
     
    328
     
     
     
    897
     




    
Interest expense

     
     
    16
     
     
     
    126
     




    
Loss on investment

     
     
    191
     
     
     
    1,185
     




    
Other expense, net

     
     
    197
     
     
     
    38
     




    
 

     
     
     
     
     
     




    
Loss before income taxes and equity in earnings (losses) of joint ventures

     
     
    (1,872
    )
     
     
    (35,080
    )




    
Income tax provision

     
     
    635
     
     
     
    391
     




    
 

     
     
     
     
     
     




    
Loss before equity in earnings (losses) of joint ventures

     
     
    (2,507
    )
     
     
    (35,471
    )




    
Equity in earnings (losses) of joint ventures

     
     
    (370
    )
     
     
    301
     




    
 

     
     
     
     
     
     




    
Net loss

     
    $
    (2,877
    )
     
    $
    (35,170
    )




    
Add: Net loss attributable to noncontrolling interests

     
     
    82
     
     
     
    87
     




    
 

     
     
     
     
     
     




    
Net loss attributable to Brooks Automation, Inc.

     
    $
    (2,795
    )
     
    $
    (35,083
    )




    
 

     
     
     
     
     
     




    
 

     
     
     
     
     
     
     
     




    
Basic net loss per share attributable to Brooks Automation, Inc. common
stockholders

     
    $
    (0.04
    )
     
    $
    (0.56
    )




    
 

     
     
     
     
     
     




    
Diluted net loss per share attributable to Brooks Automation, Inc. common
stockholders

     
    $
    (0.04
    )
     
    $
    (0.56
    )




    
 

     
     
     
     
     
     




    
Shares used in computing loss per share

     
     
     
     
     
     
     
     




    
Basic

     
     
    63,394
     
     
     
    62,651
     




    
Diluted

     
     
    63,394
     
     
     
    62,651
     











BROOKS AUTOMATION INC
CIK:933974


2009-09-30
to
2009-12-31
(3-months)		
2008-09-30
to
2008-12-31
(3-months)		

Revenues


Product$91,521$59,086


Services14,67614,360


Total revenues106,19773,446


Cost of revenues


Product67,24553,869


Services12,70613,189


Total cost of revenues79,95167,058


Gross profit26,2466,388


Operating expenses


Research and development7,5419,277


Selling, general and administrative18,97927,634


Restructuring charges1,5224,105


Total operating expenses28,04241,016


Operating loss(1,796)(34,628)


Interest income328897


Interest expense16126


Loss on investment1911,185


Other expense, net19738


Loss before income taxes and equity in earnings (losses) of joint ventures(1,872)(35,080)


Income tax provision635391


Loss before equity in earnings (losses) of joint ventures(2,507)(35,471)


Equity in earnings (losses) of joint ventures(370)301


Net loss$(2,877)$(35,170)


Add: Net loss attributable to noncontrolling interests8287


Net loss attributable to Brooks Automation, Inc.$(2,795)$(35,083)


Basic net loss per share attributable to Brooks Automation, Inc. common stockholders$(0.04)$(0.56)


Diluted net loss per share attributable to Brooks Automation, Inc. common stockholders$(0.04)$(0.56)


Shares used in computing loss per share


Basic63,39462,651


Diluted63,39462,651





Table 3


Financial table in standard format


11. Other Balance Sheet Information

     Components of other selected captions in the Consolidated Balance Sheets are as follows (in thousands):








     
     
     
     
     
     
     
     
     




     
     
    December 31,
     
     
    September 30,
     




     
     
    2009
     
     
    2009
     







    
Accounts receivable

     
    $
    53,846
     
     
    $
    39,147
     




    
Less allowances

     
     
    653
     
     
     
    719
     




    
 

     
     
     
     
     
     




    
 

     
    $
    53,193
     
     
    $
    38,428
     




    
 

     
     
     
     
     
     




    
 

     
     
     
     
     
     
     
     




    
Inventories, net

     
     
     
     
     
     
     
     




    
Raw materials and purchased parts

     
    $
    66,491
     
     
    $
    65,815
     




    
Work-in-process

     
     
    16,771
     
     
     
    13,588
     




    
Finished goods

     
     
    6,501
     
     
     
    5,335
     




    
 

     
     
     
     
     
     




    
 

     
    $
    89,763
     
     
    $
    84,738
     




    
 

     
         
     
     
         
     











BROOKS AUTOMATION INC
CIK:933974


2009-12-31
2009-09-30

Accounts receivable$53,846$39,147


Less allowances653719


$53,193$38,428


Inventories, net


Raw materials and purchased parts$66,491$65,815


Work-in-process16,77113,588


Finished goods6,5015,335


$89,763$84,738





Original filing from SEC EDGAR system.